Series 7 Exam 2024-2025 For Dummies

Book + 6 Practice Tests Online

Steven M. Rice (Empire Stockbroker Training Institute)

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English

For Dummies
01 June 2023

Investment & securities; Educational: study & revision guides

Pass the Series 7 on your first try, thanks to this Dummies study guide

Series 7 Exam 2024-2025 For Dummies gives you the tips, tricks, and practice you need to pass this notorious securities exam and obtain your General Securities Representative license. This updated edition helps you prep for the current exam, and it includes coverage of the latest tax law changes. You'll also find study plans that will help you budget your time, whether you have 8, 4, or 2 weeks to study or are down to crunch time and have just days to prepare for the exam.. And when test day finally rolls around, you’ll be ready, thanks to six online practice tests and tons of tips and strategies for success. Your career in finance starts here.

Learn about the Series 7 exam and review the content you’ll need to know Prepare with 6 online practice tests and with complete answer explanations and walk-throughs Study wisely with detailed plans showing you how to best manage your time Pass the dreaded Series 7 and launch your career in finance

Anyone looking to become a licensed securities broker needs to pass the Series 7—and can pass the Series 7, Dummies-style.

By: Steven M. Rice (Empire Stockbroker Training Institute)
Imprint: For Dummies
Country of Publication: United States
Edition: 6th edition
Dimensions: Height: 274mm, Width: 216mm, Spine: 33mm
Weight: 885g
ISBN: 9781394187034
ISBN 10: 1394187033
Pages: 496
Publication Date: 01 June 2023
Audience: General/trade , ELT Advanced
Format: Paperback
Publisher's Status: Active

Introduction 1 Part 1: Gearing Up for the Series 7 Exam 5 Chapter 1: Introducing the Series 7 Exam 7 Chapter 2: Preparing for the Series 7 Exam 19 Chapter 3: Examining and Mastering Question Types 33 Chapter 4: Surviving Test Day 45 Part 2: Mastering Basic Security Investments 51 Chapter 5: Underwriting Securities: Bringing New Issues to Market 53 Chapter 6: Corporate Ownership: Equity Securities 71 Chapter 7: Debt Securities: Corporate and US Government Loans 87 Chapter 8: Municipal Bonds: Local Government Securities 113 Part 3: Delving Deeper into Security Investments 145 Chapter 9: Borrowing Money and Securities: The Long and Short of Margin Accounts 147 Chapter 10: Packaged Securities: Open- and Closed-End Funds and Such 171 Chapter 11: Direct Participation Programs: Partnerships 199 Chapter 12: Options: The Right to Buy or Sell at a Fixed Price 211 Part 4: Taking Care of Your Customers and Playing by the Rules 261 Chapter 13: Portfolio and Securities Analysis: Examining Companies and the Market 263 Chapter 14: Going to Market: Orders and Trades 287 Chapter 15: Taxes and Retirement Plans: Making Sure the IRS Gets its Share 309 Chapter 16: Rules and Regulations: No Fooling Around 331 Part 5: A Couple Practice Exams 369 Chapter 17: Practice Exam 1 371 Chapter 18: Answers and Explanations to Practice Exam 1 391 Chapter 19: Practice Exam 2 411 Chapter 20: Answers and Explanations to Practice Exam 2 431 Part 6: The Part of Tens 449 Chapter 21: Ten Series 7 Exam Traps to Avoid 451 Chapter 22: Ten Ways to Start Your Career Off Right 455 Appendix: Important Figures and Formulas 459 Index 461

Steven M. Rice is a partner in Empire Stockbroker Training Institute, one of the country’s leading schools for training in the security industry. He is also a highly regarded instructor at Empire. Rice is the author of Securities Industry Essentials Exam For Dummies and Series 7: 1,001 Practice Questions For Dummies.