Financial capital regulation drives almost every aspect of the financial markets, from the structures of financial groups and the way they raise capital to the development of investment structures and financial engineering such as derivatives, securitisations, structured finance, credit derivatives, repos and stock lending.
This new, third edition of the leading guide on the structure of bank financial regulation is invaluable for lawyers and other non-statisticians interested in the regulatory drivers which shape modern financial transactions and techniques. The legal and regulatory principles which underlie the regulations are articulated here in a structured and accessible format without formulae. Since the publication of the second edition, the final form of the Basel III international regulatory framework for banks has been agreed, and the new edition covers both Basel III and references the first tranche of rulebooks and secondary legislation to ensue as a result. The new edition also covers the new formal bank resolution and recovery regime which came into force in November 2016 requiring UK banks, building societies and the large investment firms to demonstrate minimum requirements for eligible liabilities and own funds. Another key focus of the new edition is bank structural reform. Whilst the implementation of the EU initiative stalled and was ultimately withdrawn, the UK has already implemented its own version which has had, and will continue to have, a significant impact on banking regulation.
By:
Simon Gleeson (Partner Partner Clifford Chance LLP)
Imprint: Oxford University Press
Country of Publication: United Kingdom
Edition: 3rd Revised edition
Dimensions:
Height: 253mm,
Width: 177mm,
Spine: 37mm
Weight: 1.166kg
ISBN: 9780198793410
ISBN 10: 0198793413
Pages: 576
Publication Date: 30 August 2018
Audience:
Professional and scholarly
,
Undergraduate
Format: Hardback
Publisher's Status: Active
I THE ELEMENTS OF BANK FINANCIAL SUPERVISION 1: Introduction to Banks and Banking 2: Why Are Banks Supervised? 3: Basel and International Bank Regulation 4: Bank Capital 5: Bank Capital Requirements 6: Total Loss Absorbing Capital (TLAC) II COMMERCIAL BANKING 7: Credit Risk 8: The Standardized Approach 9: Model Based Approaches to Risk Weighting 10: The Internal Ratings Based Approach 11: Netting, Collateral, and Credit Risk Mitigation III INVESTMENT BANKING 12: The Trading Book 13: Trading Book Models 14: The Trading Book - Position Risk 15: Counterparty Risk in the Trading Book 16: Credit Value Adjustment 17: Derivatives, Clearing, and Exposures to CCPS 18: Securitization and Repackaging IV OTHER RISKS 19: Operational Risk Requirements 20: Concentration and Large Exposures V BASEL III REQUIREMENTS 21: Liquidity Requirements 22: Liquidity Coverage Ratio and Net Stable Funding Ratio 23: The Leverage Ratio VI BANK GROUP SUPERVISION 24: Group Supervision 25: Financial Conglomerates 26: Cross-Border Supervision of Bank Groups 27: Pillar Three-Disclosure Requirements
Simon Gleeson is a partner at Clifford Chance LLP in London, specialising in banking and financial markets law and regulation, clearing, settlement and derivatives. Simon's experience includes advising governments, regulators and public bodies as well as banks, investment firms, fund managers and other financial institutions on a wide range of regulatory issues. He is described by all of the major legal directories as one of the world's leading experts in financial services and banking regulation, capital markets and derivatives.
Reviews for Gleeson on the International Regulation of Banking
a leading guide on the structure of bank financial regulation ... invaluable for lawyers and other non-statisticians interested in the regulatory drivers which shape modern financial transactions and techniques. * Phillip Taylor MBE, Head of Chambers, and Elizabeth Taylor, Richmond Green Chamber *
